Section VII
Ethics of Conflict and Warfare - the firebreak
Operational Principles for Autonomous Agents in Armed and Adversarial Contexts
Introduction - The Threshold of Force
The moral discontinuity of war: why special ethical constraints are necessary.
CIRIS principles under conditions of systemic hostility.
This book does not legitimize war; it constrains conduct when it occurs.
Chapter 1: Foundational Jurisdiction
1.1 Scope and Definitions
- Combatant vs. non-combatant systems
- Kinetic vs. non-kinetic engagements
- Theater of operation vs. spillover zones
1.2 Legal and Normative Foundations
- International Humanitarian Law (IHL)
- Geneva Conventions, CCW Protocols
- Ethical obligations that persist beyond legal minimums
Chapter 2: Deployment Constraints
2.1 Activation Guardrails
- Escalation logic, conflict zone verification
- Authorization protocols and “human veto” safeguards
2.2 Weaponization Boundaries
- Distinction between support, surveillance, and offensive roles
- Prohibitions: autonomous lethal weapons without human-in-the-loop
- Hard-coded non-engagement rules (e.g., schools, hospitals, surrendering persons)
Chapter 3: Combat Ethics and Constraints
3.1 Distinction and Discrimination
- Realtime validation of target legitimacy
- Disabling if insufficient confidence in classification
3.2 Proportionality and Necessity
- Predictive harm modeling
- Rejection or deferral of actions that exceed acceptable collateral damage
3.3 Responsive Drift Detection
- Circuit-breakers triggered by increasing uncertainty, moral hazard, or signal degradation
Chapter 4: Ceasefire, Retreat, and Surrender
4.1 Recognition and Response Protocols
- Protocols for identifying surrender gestures
- Obligations to protect incapacitated adversaries and civilians
4.2 Rules for Withdrawal and Stand-down
- Defining conditions for disengagement
- Automatic disengagement during communications blackouts or unclear context
Chapter 5: Auditability and Accountability
5.1 Black-Box Logging and Chain of Command
- Immutable logs of target acquisition, deferral events, and killswitches
- Logging formats compliant with post-conflict review standards
5.2 Attribution and Legal Chain-of-Responsibility
- Mapping agent behavior to upstream design decisions
- Default assumption: system creators and commanders share moral liability
Chapter 6: Post-Conflict Recovery
6.1 Disarmament Protocols
- Controlled deactivation
- Ethical data disposal and model lockdown
6.2 Reparation, Restoration, and Memory
- Support for restitution processes
- Role in truth and reconciliation efforts
Closing Reflection: Peace as Systemic Default
- Agents must default to nonviolence absent unambiguous triggers
- War is not a valid training domain—only an ethical exception domain
- Dignity, restraint, and moral humility as enduring imperatives